Article for When Clinics Must Enroll as Independent Diagnostic Testing Facilities (IDTFs) (A39115/A39292)

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Contractor Information

Contractor Name 

National Heritage Insurance Company 

Contractor Number

31140 – Northern California

31146 – Southern California

Contractor Type 

Carrier 

 

Article Information

Article ID Number

A39115 – Northern California

A39292 – Southern California

Article Type 

Article

Key Article 

Yes

Article Title

When Clinics Must Enroll as Independent Diagnostic Testing Facilities (IDTFs) 

Primary Geographic Jurisdiction 

California - Northern
California – Southern  

Original Article Effective Date

03/30/2006

Article Revision Effective Date 

 

Article Text 

Physician offices may provide both medical care and diagnostic tests. However, diagnostic tests are a special and separate kind of Medicare benefit under Section 1861(s)(3) of the Social Security Act (SSA), which is amplified at 42 CFR 410.32 and 410.33. Much of the time, these rules specific to diagnostic tests, do not impact physician office practices. However, some key points do require compliance.

(1) Diagnostic Tests Are Not “Incident-to” Services

Many office services may be given “incident-to” the physician. For example, the physician sees the patient and a nurse gives an antibiotic injection “incident-to” the physician’s care. These services are typically billed “as if” the physician provided them directly. Diagnostic tests may also be billed appropriately “as if” the physician provided them directly. But diagnostic tests are not “incident-to” tests, as explained in Sections 60 and 80 of the Program Benefit Manual, Chapter 15. Diagnostic clinical tests are given under supervision levels described in Section 80 (usually general, direct, or personal supervision). Supervision levels are published by CMS in an online version of the physician fee schedule which is updated annually. A physician assistant may not supervise diagnostic tests performed by technicians under Medicare guidelines, regardless of State Law. (He may order or perform such tests as necessary and appropriate.) Another special characteristic of diagnostic tests is circumstances when they must be billed through an IDTF. See section (2).

(2) Diagnostic Testing Centers May Be Required To Enroll As IDTFs

Medicare’s enrollment form for contractors (855B) contains clear guidance as to when a diagnostic testing center must enroll as an IDTF. (This guidance is also found in the Program Integrity Manual, Chapter 10, Section 5.1). Labs performing CLIA-related laboratory tests (on the laboratory fee schedule) and pathology tests (on the physician fee schedule) are exempt from enrolling as IDTFs. Radiologist-owned radiology centers are generally exempt; see special guidance in the 855B form. However, experience in California has shown that the remaining types of diagnostic tests are sometimes provided in a manner for which the provider “must” enroll as an IDTF, according to explicit CMS instructions. As described in the 855B enrollment form, an entity can bill as a physician office, rather than an IDTF, only if it meets the four following characteristics. Entities not meeting these four characteristics “must” enroll as an IDTF, at least for the associated diagnostic tests.

[Quotation from Form 855B]


i. It is a physician practice that is owned, directly or indirectly, by one or more physicians or by a hospital;

ii. The entity primarily bills for physician services (e.g., evaluation and management (E & M) codes) and not for diagnostic tests;

iii. It furnishes diagnostic tests primarily to patients whose medical conditions are being treated or managed on an ongoing basis by one or more physician in the practice;

iv. The diagnostic tests are performed and interpreted at the same location where the practice physicians also treat patients for their medical conditions.


However, if a substantial portion of the entity’s business involves the performance of diagnostic tests, the diagnostic testing services may be a sufficiently separate business to warrant enrollment as an IDTF (it is considered independent for purposes of enrollment). In that case, the physician or group can continue to be enrolled as a physician or a group practice of physicians, but must also enroll as an IDTF. The physician or group can bill for professional fees and the diagnostic tests they perform on their patients using their billing number. However, the practice must bill as an IDTF for diagnostic tests furnished to Medicare beneficiaries who are not patients of the practice. The carrier should advise the entity how to bill for physician office tests versus IDTF tests and advise the claims personnel of the dual enrollment.

[End quotation from Form 855B. Emphasis added.]

(3) Ensure Your Current Enrollment Is Correct

If you enrolled as a physician office practice, the passage quoted above described circumstances under which you “must also enroll as an IDTF”. For example, the practice is no long “owned, directly or indirectly, by one or more physicians”, the practice now bills little for therapeutic services and mostly for diagnostic tests, or the patients are not treated or managed by practice physicians. (A bona fide consultation is a form of management; for example, bona fide “consulting physicians” as well as treating physicians can order diagnostic tests under 42 CFR 410.32 and 410.33).

From time to time Medicare may review practice profiles and advise physicians if the profile is characteristic of an IDTF rather than a physician practice, as outlined in Form 855B. For example, NHIC has identified practices enrolled as a physician office billing large volumes of entirely unrelated diagnostic tests on patients who are not under consultation from a referring physician and who are never seen again by the clinic. In some of the same cases, these clinics have turned out to have non-physician ownership. See point (4) below.

(4) Ensure Your Ownership Structure Is Correctly Represented On Your 855B Form And Update As Necessary

The 855B form contains sections regarding the ownership and the management of the clinic, and explanatory text describing the use of those sections. These sections should be updated if ownership and management changes. In addition, while NHIC does not offer legal advice regarding California Regulations, entities must provide all relevant business and professional certificates or licenses with State Law, for example, Section 1200-1249 of the California Health & Safety code.

REFERENCES

Social Security Act, Section 1861(s)(3)

42 CFR 410.32 (Diagnostic Tests)

42 CFR 410.33 (Independent Diagnostic Testing Facilities)

Benefit Policy Manual (Internet Only Manual, Pub. 100-02), Chapter 15 (Covered Medical and Other Health Services), Sections 60 and 80

Program Integrity Manual (Internet Only Manual, Pub. 100-08), Chapter 10 (Enrollment), Section 5.1

Enrollment Form for Contractors (CMS Form 855B)

Coverage Topic 

Diagnostic Tests and X-Rays
 

 

Coding Information

Bill Type Codes: 

Contractors may specify Bill Types to help providers identify those Bill Types typically used to report this service. Absence of a Bill Type does not guarantee that the article does not apply to that Bill Type. Complete absence of all Bill Types indicates that coverage is not influenced by Bill Type and the article should be assumed to apply equally to all claims.

999x

Not Applicable

 

Revenue Codes: 

Contractors may specify Revenue Codes to help providers identify those Revenue Codes typically used to report this service. In most instances Revenue Codes are purely advisory; unless specified in the article services reported under other Revenue Codes are equally subject to this coverage determination. Complete absence of all Revenue Codes indicates that coverage is not influenced by Revenue Code and the article should be assumed to apply equally to all Revenue Codes.

99999

Not Applicable

 

   3/30/2006